Thinking and Suggestions on Accelerating Incubation and Transformation of Technological Achievements from Scientific Research Institutes of Companies

doi:10.3969/j.issn.1002-302x.2020.04.009

Abstract

Abstract: Incubation and transformation of technological achievements, as the key link of technological innovation, are the important standards for evaluation of technological innovation capability and economic development level. The present efforts should be focused on how to accelerate incubation and transformation of technological achievements and eliminate the bottlenecks restricting innovation development. Orienting at the research institutes of companies, this paper analyzes the policy environment and current transformation conditions for incubation and transformation of technological achievements at the national, local and corporate levels. It also focuses on a series of problems existing in the transformation process of technological achievements from the research institutes of companies, such as lack of specialized transformation platforms and talents, inappropriateness of transformation mechanisms, singularity of fund-raising channel for incubation and transformation, investment of inadequate fund, and ineffectiveness of incentive measures. To solve those problems, this paper comes up with the countermeasures and suggestions which include construction of specialized platforms, launch of innovative ventures, perfection of systems and mechanism, such as incentive measures and business support, confirmation of success, and evaluation of value, search of the applicable roadways for transformation of state assets and technological achievements, and construction of the coordinated and innovative industrial systems for incubation and transformation of technological achievements. In addition, it also presents some cases of success to support those suggestions.

摘要： 科技成果孵化转化作为科技创新的重要环节，是衡量科技创新能力和经济发展水平的重要标准。如何加快推动科技成果的孵化转化，破除制约创新发展的瓶颈，是当下研究热点。以企业科研院所为研究对象，从国家、地方、企业3个层面分析了企业科研院所科技成果孵化转化的政策环境和转化现状。针对当前企业科研院所在科技成果孵化转化过程中存在的缺少专业化孵化转化平台和人才、科技成果转化机制不畅通、成果孵化转化融资渠道单一、资金投入不足、激励措施有效性不足等问题，提出了搭建专业化平台、设立创新创业公司、健全奖励措施等体制方面，完善创业支撑、成功验证、价值评估等机制方面，以及探索国有资产科技成果孵化转化实施路径、构建科技成果孵化转化的协同创新产业体系等方面的对策建议，并提出了成功案例予以支撑。

关键词: 企业科研院所, 科技成果, 孵化转化, 政策环境, 科技创新, 对策建议

CLC Number:

He Lianghao. Thinking and Suggestions on Accelerating Incubation and Transformation of Technological Achievements from Scientific Research Institutes of Companies[J]. Petroleum Science and Technology Forum, 2020, 39(4): 55-61.

何良好. 加快企业科研院所科技成果孵化转化的思考与建议[J]. 石油科技论坛, 2020, 39(4): 55-61.

References

[1]郭向远,等.中国科技成果转化2019年度报告（高等院校与科研院所篇）[M].北京: 科学技术文献出版社,2020:202-216. Guo Xiangyuan, et al. Annual report of 2019 on transformation of China’s technological achievements (Volume of universities and scientific research institutes) [M]. Beijing: Scientific and Technical Documentation Press, 2020: 202-216.
[2]新华网.国务院印发《实施<中华人民共和国促进科技成果转化法>若干规定》[EB/OL].（2016-06-08）[2020-03-31]. http：//www.xinhuanet.com/politics/2016-03/02/c_1118215944.htm. Xinwennet. “Stipulations on implementation of ‘the People’s Republic of China’s Law of Promoting Transformation of Technological Achievements’” issued by the State Council[EB/OL].（2016-06-08）[2020-03-31]. http：// www.xinhuanet.com/politics/2016-03/02/c_1118215944.htm.
[3]赵明.公司科技体制机制改革问题探讨[J].石油科技论坛,2016,35(1):32-36. Zhao Ming. Issues related to reform of corporate technological structuring mechanism[J].Oil Forum,2016,35(1): 32-36.
[4]杨宇轩, 赵淳宇.省属国有企业科技成果转化的问题与对策[J]. 绵阳师范学院学报,2016,35(10):47-50. Yang Yuxuan,Zhao Chunyu. On problems and their countermeasures to scientific ＆technological achievement conversion of provincial state - owned enterprises[J]. Journal of Mianyang Teachers’ College,2016,35(10):47-50.
[5]霍国庆.我国科技成果转移转化的根本症结及其解决策略[J]. 智库理论与实践, 2016,1(2): 119-125. Huo Guoqing. The fundamental crux and solutions of scientific and technological achievements transfer and transformation in China[J]. Think Tank: Theory & Practice,2016,1(2): 119-125.
[6]威廉·拉佐尼科.创新型企业与企业理论[J].创新政策与管理,2019(5):3-13. Lazonick W. Innovative enterprises and enterprise theory[J].Innovative Policy and Management,2019(5):3-13.
[7] 陈欣.科研院所科技成果转化问题及对策[J]. 长春师范大学学报,2018,37(6):156-157. Chen Xin. Suggestions and measures on commercialization of scientific and technological achievements of research institutes[J]. Journal of Changchun Normal University,2018,37(6):156-157.
[8]王路昊,王程韡. 孵化器的概念及其角色演变：基于《人民日报》数据库的扎根理论分析[J]. 科学学研究,2014,32(4):493-500. Wang Luhao,Wang Chengwei. The evolution of definition and role model for incubators in China: a grounded theory analysis to the “People’s Daily” database[J]. Studies in Science of Science,2014,32(4):493-500.
[9]季旭.上海科技企业孵化器演变机制与功能提升研究[D].上海：上海工程技术大学,2015:58-67. Ji Xu. Research on Shanghai technology business incubator evolvement mechanism and function alpromotion[D].Shanghai: Shanghai University of Engineering Science,2015:58-67.
[10]吴思华. 策略九说：策略思考的本质[M].上海: 复旦大学出版社,2002:46-60. Wu Sihua. The nature of the strategy[M]. Shanghai: Fudan University Press,2002:46-60.
[11]李燕萍,李洋.中国科技企业孵化器的地域集聚及影响因素研究 [J]. 创新政策与管理,2019(3):85-92. Li Yanpin, Li Yang. Research on regional agglomeration and influencing factors of China’s science and technology business incubators[J].Innovative Policy and Management,2019(3):85-92.
[12]宋铁毅.集团公司科技孵化器建设试行方案出台[N]. 中国石化报,2017-8-15(1). Song Tieyi. The technology incubator construction pilot program of Sinopec issued[N]. Sinopec news,2017-08-15(1).
[13]田源. 深化体制机制改革，激发科技创新活力[N]. 中国石化报,2016-07-01(1). Tian Yuan. Deepening the reform of system and mechanism, stimulate the vitality of scientific and technological innovation[N]. Sinopec news,2016-07-01(1).
[14]潘敏,袁歌骋.金融中介创新对企业技术创新的影响究 [J]. 创新政策与管理,2019(9):51-67. Pan Min, Yuan Gepin. The impact of financial intermediary innovation on enterprise technological innovation[J].Innovative Policy and Management,2019(9):51-67.
[15]王小勇,李明珍,蒋芬,等.加速浙江科技成果转化的对策研究[J]. 科技管理研究,2012,32(16):39-43. Wang Xiaoyong, Li Mingzhen, Jiang Fen, et al. A study on accelerating commercialization of scientific achievements[J]. Science and Technology Management Research,2012,32(16):39-43.
[16]习近平.习近平在中国共产党第十九次全国代表大会上的报告[EB/OL].（2017-10-18）[2020-03-31]. http: //www.gov.cn/ zhuanti/19thcpc/baogao.htm. Xi Jinping. Report addressed by Xi Jinping at 19th National Congress of Chinese Communist Party[EB/OL].（2017-10-18）[2020-03-31]. http: //www.gov.cn/ zhuanti/19thcpc/baogao.htm.