Comparison, Analysis and Improvement Options of Chinese Petroleum Enterprises’ Technological Innovation Efficiency ---Evaluation Based on Malmquist Model

doi:10.3969/j.issn.1002-302x.2017.04.008

Abstract

Abstract: The “One Belt One Road” strategy provides the Chinese enterprises with development opportunities. As the main force of “One Belt and One Road” construction and under the impact of the current domestic and foreign market environment, the petroleum enterprises should commit their efforts to technological innovation in order to better position themselves for the challenges and opportunities. Based on the indexes of investment and results, the article elaborates the technological innovation efficiency of China’s big-three oil companies – CNPC, Sinopec and CNOOC. Malmquist index and its decomposed indexes are used to compare with the technological innovation efficiency of 10 large-scale and medium-size State-owned enterprises in the different sectors between 2007 and 2016. Comparisons are also brought under dynamic and static analysis. The study indicates that the technological innovation efficiency of the three oil majors is in the middle of those State-owned enterprises and has a certain development space. It is proposed to make full use of technological resources and improve technological innovation efficiency of petroleum enterprises in the areas of promoting development of technological innovation system and establishment of long-term cooperative mechanism, accurately using the key technologies and dynamically following up frontier technology, and making research efforts, attaching importance to development and incentives of talents.

摘要：

“一带一路”战略的实施给我国企业发展带来了机遇，石油企业作为“一带一路”建设的主力军，在当下国内外市场环境冲击下，依靠技术创新才能更好应对挑战、把握机遇。文章依据部分投入产出指标，探讨了中国石油、中国石化、中国海油三大石油公司的技术创新效率，应用Malmquist 指数及其分解指标，与不同行业的10 家大中型国企2007—2016 年的技术创新投入产出效率进行比较，从动态和静态两个方面加以分析。研究结果表明，3 家石油公司的技术创新效率在这些国企中处于中位，仍有一定发展空间，建议从加强科技创新体系建设、建立长效合作机制，准确把握关键技术、动态跟踪前沿技术，鼓励组织学习、重视人才培育与激励等方面充分利用科技资源，提升石油企业技术创新效率。

关键词: 一带一路, 石油企业, 技术创新, Malmquist 模型, 科研投入, 产出效率

CLC Number:

Yu Xiaozhong, Zhong Shuli, Yang Yang, Gao Qingxin. Comparison, Analysis and Improvement Options of Chinese Petroleum Enterprises’ Technological Innovation Efficiency ---Evaluation Based on Malmquist Model[J]. Petroleum Science and Technology Forum, 2017, 36(4): 37-43.

余晓钟　钟书丽　杨　洋　高庆欣. 我国石油企业技术创新效率对比分析及提升策略——基于Malmquist 模型评价[J]. 石油科技论坛, 2017, 36(4): 37-43.

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