Thinking and Suggestion on Evaluation of Technological Achievements from State-owned Enterprises

doi:10.3969/j.issn.1002-302X.2024.04.006

Abstract

Abstract: The State-owned enterprises dominate the nation's technological innovation system. Based on in-depth integration of industry, universities and research institutes, they played a leading role in technological innovation. Evaluation of technological achievements is one of the key links in the full chain of technological achievement transformation. An accurate and objective evaluation can clarify the value position in technological achievements, optimize arrangement of resources, inspire R&D innovation, and guard against the legal risks. Based on the study of standardized analysis methods, it is found that the State-owned enterprises are in the process to perfect the evaluation system of technological achievement transformation and multi-dimensional evaluation of achievements. This article comes up with five policy-related suggestions focusing on three existing issues, such as unclear boundaries of policy, uncertainty of evaluation methods and sluggish development of evaluation service institutions. (1) The boundaries of policy should be further clarified to perfect the responsibility system and fault tolerance mechanism. (2) It is necessary to perfect the system of standards and specifications for estimation of achievements. (3) More efforts should be invested for application of the market mechanism. (4) More efforts should be made in fostering of professionals for estimation of achievements. (5) It is necessary to improve the estimation accuracy in hopes of making estimation more scientific, reasonable and precise so that the technological achievements can be efficiently and fairly put into the market trading link and turned into the realistic production forces.

Key words: State-owned enterprises; transformation of technological achievements; estimation of achievements; evaluation standards; market mechanism; talents and ability; realistic production forces

摘要： 国有企业在国家科技创新系统中处于主体地位，通过产学研深度融合，发挥着引领与支撑作用。在科技成果转化全链条中，科技成果估值是关键环节之一。准确、客观的估值可以明确科技成果的价值定位，促进资源优化配置，激励研发创新，防范法律风险。通过规范分析方法研究，发现国有企业正处于健全科技成果转化评价体系和积极开展多维度成果估值的探索过程。聚焦目前面临的政策边界不明确、估值方法存在不确定性和估值服务机构发展缓慢3 方面问题，针对性提出5 项政策建议：进一步明确政策边界，完善尽职免责和容错机制；完善成果估值标准和规范体系；加大市场化机制的运用；加强成果估值人才队伍与能力建设；通过前后联动加强估值的准确性。以期进一步加强成果估值的科学性、合理性和准确度，推动科技成果高效、公正地进入市场交易环节，转化为现实生产力。

关键词: 国有企业；科技成果转化；成果估值；估值标准；市场化机制；人才与能力；现实生产力

CLC Number:

G311

Du Jizhou, Wang Yongjun, Wang Meng. Thinking and Suggestion on Evaluation of Technological Achievements from State-owned Enterprises[J]. Petroleum Science and Technology Forum, 2024, 43(4): 37-41.

杜吉洲,王拥军,王萌. 国有企业科技成果估值工作思考与建议[J]. 石油科技论坛, 2024, 43(4): 37-41.

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